Tuesday, July 14, 2015

How Billionaires Manage Their Fortunes

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July 14, 2015

In This Week's Issue

Professional Education FAQs

How Billionaires Manage Their Fortunes What is Tim Cook's managerial style?
Cold Calling Alternatives for Financial Advisors What are some examples of common fringe benefits?
Can You Ace Our Professionals Quiz? What are my options if I fail my Series 63 exam?
Will Your Job Let You Retire A Millionaire? How much of the asset management industry has moved from traditional managers to hedge funds?
Is It Too Late For A Career Change? How difficult is it to understand business analytics?


How Billionaires Manage Their Fortunes

A recent report from UBS Group Inc. (UBS) and PricewaterhouseCoopers (PwC) — Billionaires: Master architects of great wealth and lasting legacies...

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Cold Calling Alternatives for Financial Advisors

Is cold calling going the way of the VCR? From a logical standpoint, it would seem that way. You can't fight technology. And if cold calling had a top line...

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Can You Ace Our Professionals Quiz?


Darth Vader, CFA, will begin a new job next week with a regional brokerage firm. Since this firm employs a number of CFA charterholders, which of the following acts is the "least" that Darth could do on his first day at work, and still not violate the Standards?

A) Even if Darth does nothing, given the firm's apparent acceptance of CFA charterholders, Standard III(A) - Duty to Inform Employer of Code and Standards will not be violated.
B) Simply remind the supervisor that as a CFA charterholder, he is obligated to the same standards as the firm's existing charterholders.
C) Inform his supervisor in writing of his obligation to abide by the Code and Standards and deliver a copy of the Code and Standards for the firm's records.
D) Simply submit in writing of his obligation to abide by the Codes and Standards.
Answer Now


Finance Careers


Will Your Job Let You Retire A Millionaire?

Who doesn't want to be a millionaire? You may not be as far as you think. With some faithful saving, you could reach...

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Is It Too Late For A Career Change?

Career changes come in many varieties. Some people are forced to change careers when their employers downsize or go out of business...

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Finance Education


Study Abroad: Budget For Brazil

With world-renowned beaches and vast expanses of the Amazon rainforest, Latin America's largest and most populous country could be an...

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Best Savings Priority: Retirement vs. College Fund

You're headed for retirement — and your kids are headed for college. Both are incredibly costly: The average American will need upwards of...

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FREE CFA Online Study Guides

Chartered Financial Analyst (CFA®) Level I
Chartered Financial Analyst (CFA®) Level II
Chartered Financial Analyst (CFA®) Level III

FREE FINRA Online Study Guides

Series 6 - Mutual Fund and Annuity Representative
Series 7 - General Securities Representative
Series 63 - Uniform Securities Agent State Law
Series 65 - Uniform Investment Advisor Law Examination
Series 66 - Uniform Combined State Law

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