Tuesday, July 7, 2015

How the Advisor Compensation Debate Helps Clients

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July 7, 2015

In This Week's Issue

Professional Education FAQs

How the Advisor Compensation Debate Helps Clients What is the relationship between research and development and innovation?
Worried About Stocks? Try on Convertibles What are the differences between a Chartered Financial Analyst (CFA) and a Certified Financial Planner (CFP)?
Can You Ace Our Professionals Quiz? What are the benefits of hiring a Chartered Financial Analyst (CFA) to be my financial advisor?
Top Strategies to Attract Elite Clients How do I become a Chartered Financial Analyst (CFA)?
Toughest Questions Clients Ask Advisors What types of positions might a Chartered Financial Analyst (CFA) hold?


How the Advisor Compensation Debate Helps Clients

The popularity of fee-based financial advisors has mushroomed in recent years because of their ability to provide unbiased advice...

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Worried About Stocks? Try on Convertibles

You want the returns of a stock, but you also want downside protection. This might seem like a difficult conundrum...

Read More



Can You Ace Our Professionals Quiz?


A person purchases stock XYZ (an Over The Counter stock) from a company who is also the market maker for XYZ. The price that the person would pay for the stock:

A) Does not include a markup
B) Includes the markup and commission
C) Includes the markup
D) Is discounted for the markup
E) None of these are true.
Answer Now


Finance Careers


Top Strategies to Attract Elite Clients

Financial advisors who achieve a high level of success in the industry often seem to have a corner on the market when it comes to getting...

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Toughest Questions Clients Ask Advisors

Many of the clients financial advisors deal with will probably ask several of the same questions over time, about what to do with their money...

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Finance Education


Top European MBA Programs: The Short List

When thinking of doing an MBA (Master of Business Administration) Harvard Business School, Stanford Graduate School of Business or...

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Study Abroad: Budget For Brazil

With world-renowned beaches and vast expanses of the Amazon rainforest, Latin America's largest and most populous country could be...

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FREE CFA Online Study Guides

Chartered Financial Analyst (CFA®) Level I
Chartered Financial Analyst (CFA®) Level II
Chartered Financial Analyst (CFA®) Level III

FREE FINRA Online Study Guides

Series 6 - Mutual Fund and Annuity Representative
Series 7 - General Securities Representative
Series 63 - Uniform Securities Agent State Law
Series 65 - Uniform Investment Advisor Law Examination
Series 66 - Uniform Combined State Law

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